| 1. |
What is the purpose of the yellow coloured application form? |
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Applicants for IPO shares should use the yellow coloured application form if applicants require the IPO shares to be allocated directly to them and issued in the name of HKSCC Nominees Limited (Hong Kong Securities Clearing Company Limited). It should be deposited directly into the CCASS (Central Clearing and Settlement System) to be credited to the investors’ stock account or the
Securities account of the designated CCASS participant. Please contact your Account Executive or our Customer Service Department for further details. |
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| 2. |
What is the purpose of the white coloured application form? |
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Applicants should use the white coloured application form should they wish to receive a physical certificate issued in their name for the IPO shares. |
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| 3. |
When will Oshidori Securities hold the customers’ funds after the application for IPO Shares has been completed? |
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Funds will be debited from the customer's account on the closing date of the IPO shares. |
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| 4. |
How will I know whether my application for IPO Shares is successful? |
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Allotment results are published in the local newspaper (for white form applicants only) on the date as announced by the issuer in the prospectus. Applicants who filled in the yellow form should check their online account status for share allotments results. |
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Alternatively, our customers can also call our Customer Service Hotline at +852 3198 0622. Customers will be asked to verify their personal information and the stock code number(s) through an automated system. |
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| 5. |
Can I get a refund for a wholly or partially unsuccessful application for IPO Shares or any surplus application money? |
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Yes. |
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White form applications - the share registrar of the IPO issuer will refund any application money in the form of a cheque addressed to your name. If you submitted a joint application form, the cheque will be addressed to the first-named applicant as on the IPO “Applicant Name” form field. These cheques are sent via local post to the address as stated on the IPO application form. |
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Yellow form applications - the share registrar of the IPO issuer will refund any application money by crediting the money into your securities account at Oshidori Securities. |
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| 6. |
Will I receive hard copy share certificates if my application is successful? How do I receive the allotted shares if my application is successful or partially successful? |
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White form applications - if your application is successful in-whole or in-part, then the share registrar of the IPO issuer will issue you with a hard-copy share certificate(s) addressed in your name. The certificate(s) will be sent via local post to the address as stated on the application form and on the date of dispatch as announced by the issuer. |
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Yellow form applications - the share registrar of the IPO issuer will issue you with share certificate(s) to your Securities Account at Oshidori Securities. |
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